Protocol No: ECCT/16/02/05 Date of Protocol: 10-10-2015

Study Title:

Safety, Tolerability and Efficacy of PfSPZ Vaccine Administered by Direct Venous Inoculation (DVI) to Healthy Children and Infants 5 Months through 12 Years of Age Living in an Area of High Malaria Transmission in Western Kenya: Age de-escalation and Dose Escalation and a Double Blind, Randomized Placebo-Controlled Trial for Safety and Efficacy

Safety, Tolerability and Efficacy of PfSPZ Vaccine Administered by Direct 1 Venous Inoculation (DVI) to Healthy Children and Infants 5 Months through 9 Years of Age Living in an Area of High Malaria Transmission in Western Kenya: Age de-escalation and Dose Escalation and a Double Blind, Randomized Placebo-Controlled Trial for Safety and Efficacy.
Study Objectives:
Primary objectives:
Part 1: Age de-esclation and dose escalation trial in children and infants (5 months -12 years)
Measure the safety, tolerability and immunogenicity of PfSPZ Vaccine administered at escalating dosages by DVI in older children aged 5–12 years (highest two doses only), younger children aged 13-59 months, and infants 5-12M (at vaccination) at doses of 1.35x105, 2.7x105, 4.5x105, 9.0x105 PfSPZ Vaccine given as a single dose.
 
Part 2: Safety and efficacy trial in infants (5-12M inclusive) living in an area of high malaria transmission
  • Primary Objective 1: Safety, Tolerability and Immunogenicity in infants (5-12M inclusive)
    • Measure the safety, tolerability and immunogenicity of the highest safe and well tolerated dose 666 of PfSPZ Vaccine administered by DVI in 3 or 4 doses to infants 5-12M inclusive of age. Dosage will be determined during the age de-escalation and dose escalation trial (Part 1) based on safety and tolerability.
  • Primary Objective 2: Efficacy in infants (5-12M inclusive)
    • Determine whether PfSPZ Vaccine administered by DVI to infants 5-12M inclusive of age at the highest safe and well tolerated dose of PfSPZ vaccine provides high-level (point estimate > 60%) protection against naturally acquired Pf infection, measured by blood smear microscopy, during 6 months following the last vaccine dose when compared to a control (placebo) group.
Secondary Objectives:
  • Secondary Objective 1: Determine safety and efficacy of alternative dosages of PfSPZ Vaccine at 6676 months after last vaccination
  • Secondary Objective 2: Determine safety and efficacy of each dosage of PfSPZ Vaccine at 12 678 months after last vaccination
  • Secondary Objective 3: Determine whether PfSPZ Vaccine administered by DVI to infants 5-12M 680 inclusive of age at any of the given doses of PfSPZ Vaccine provides high-level (point estimate > 60%) protection against naturally acquired Pf infection, measured by PCR, during 6 and 12 months following the last vaccine dose when compared to a control (placebo) group.
  • Secondary Objective 4: Assess the cellular immunity and antibody responses induced by PfSPZ Vaccine
  • Secondary Objective 5: Determine whether measured immune responses correlate with protection against Pf infection
  • Secondary Objective 6: Determine the safety, tolerability, efficacy and immunological response provided by the addition of a booster dose 12 months after the primary vaccination series in infants 5M-12M of age on enrolment (dependent on achieving a statistically significant point estimate of at least 60% VE during 6 months follow-up)

Exploratory Objectives

  • Objective 1: Determine the efficacy of PfSPZ Vaccine against Pf infection at specific parasite density thresholds (Pf parasite density >400 or >5000 parasites per microliter)
  • Exploratory Objective 2: Determine the efficacy of PfSPZ Vaccine against malaria hospitalization (defined as hospitalization and Pf parasite density >5000 parasites per microliter or hemoglobin <5g/dl determined to be caused by malaria).
  • Exploratory Objective 3: Determine whether any of the PfSPZ vaccination schedules has an effect on the prevalence of anemia as measured during the month 6 and month 12 visits
  • Exploratory Objective 4: Measure allele-specific efficacy and selection of vaccine-resistant Pf genotypes through a genome-wide sieve analysis.

 

Laymans Summary:
Malaria morbidity and mortality have been reduced substantially as malaria control interventions have been scaled up across Africa, including in Kenya. Nonetheless, malaria continues to cause considerable morbidity and mortality, especially in children under 5 years of age living in sub Saharan Africa.  As we aim for a reduction in malaria burden, and towards malaria elimination, it has become clear that new tools to fight malaria are urgently needed. A highly efficacious vaccine would be an important addition to complement current malaria control measures and to contribute to elimination efforts. Among the different vaccine approaches used to prevent malaria infection, whole Plasmodium falciparum sporozoite (PfSPZ) vaccines have shown consistent, high-level protection in a number of phase I clinical trials. 
 
The candidate malaria vaccine, PfSPZ Vaccine, consists of aseptic purified, cryopreserved, radiation-attenuated Plasmodium falciparum (Pf) sporozoites, which when given by direct venous inoculation (DVI) to malaria naïve volunteers in the United States was safe, well tolerated and showed dose-dependent, high protection against controlled human malaria infection.  The Kenya Medical Research Institute and the U.S. Centers for Disease Control and Prevention, in collaboration with NIH and Sanaria, propose to conduct a study to measure safety, immunogenicity and efficacy of this novel candidate malaria vaccine when given to infants from 5 to 12 months inclusive.  The study will be conducted in Siaya County in western Kenya. Initially, in Part 1 of the trial, 120 children will be recruited into an age de-escalation and dose escalation study to document safety of the vaccine in three age groups (children aged 5–12 years, children aged 13 – 59 months, and infants aged 5–12 months) and at the following dosages of sporozoites versus placebo: 1.35 x 105, 2.7 x 105, 4.5 x 105, 9.0 x 105 PfSPZ vaccine (only the higher two doses in children aged 5–12 years), given as a single injection by direct venous inoculation (DVI). Part 1, age de-escalation and dose escalation, will begin with administration of 4.5 x 105 PfSPZ in 12 children aged 5–12 years (8 vaccine, 4 placebo), provided to a limited number of participants each day (for example, approximately 3 participants each day on days 1–4).  The PfSPZ Vaccine dose will only be increased to the next level when safety has been assessed in participants of the first group, and earliest at 14 days after the first injection. At this time, the lowest dose (1.35 x 105) will be administered to children age 13-59 months, with doses doubling every two weeks, after assessment of safety signals, until the final dose of 9.0 x 105 PfSPZ is reached. The lowest dose will be administered to infants 5–12 months after this dosage has shown to be safe in 13-59 months-olds, and doses will be doubled every two weeks, after assessment of safety signals, until the dose of 9.0 x 105 PfSPZ is reached. Overall vaccine doses will only be increased if they are assessed as well tolerated and the safety data are acceptable for further evaluation of the vaccine at a higher dose, applicable to all the age groups. All of these proposed doses have been shown to be well tolerated with no serious safety signals in studies in US adults and, in African adults at the two lowest doses.  Therefore, based on the critical importance of dose in mediating protection with this vaccine, the 2 highest dosages found to be well tolerated will be used for the Part 2 of the trial, which will measure safety and efficacy of the PfSPZ vaccine. The highest well tolerated dosage (likely to be 9.0 x 105 PfSPZ) will be administered by DVI 3 times to 104 infants (group 1), and 4 times to 104 infants (group 2); the second highest dosage (likely to be 4.5 x 105 PfSPZ) will be given 3 times to another study arm of 104 infants (group 3) to document a dose response and to understand whether the lower dose is highly efficacious in this age-category.  The rationale for the amount of PfSPZ Vaccine (4.5 x 105  or  9.0 x 105 PfSPZ), number of doses ( 3 or 4) and intervals between doses ( 4 and 8 weeks) is based on data from ongoing studies in US and African adults for conferring durable immunity and protection, and will be further informed by the dose escalation trial. Another group of 104 infants will receive 3 (n=52; group 4) or 4 (n=52; group 5) doses of normal saline (NS) by direct venous injection as placebo. The dosing interval in all 3 dose groups will be 8 weekly (0, 8,16 weeks), while the doses in the 4 dose groups will be given at 0, 4, 8 and 16 weeks. The main objectives of this study are to measure the safety, tolerability and immunogenicity of PfSPZ Vaccine in infants (measured in Part 1 and Part 2 of this trial) and to determine whether PfSPZ Vaccine administered by DVI to infants provides high-level protection (point estimate >60%) against Pf infection during 6 months following the last vaccine dose when compared to a placebo group (Part 2 of the trial).  A secondary objective will be to measure safety tolerability, immunogenicity and efficacy during 12 months follow-up.
 
Abstract of Study:
Malaria morbidity and mortality have been reduced substantially as malaria control interventions have been scaled up across Africa, including in Kenya. Nonetheless, malaria continues to cause considerable morbidity and mortality, especially in children under 5 years of age living in sub Saharan Africa.  As we aim for a reduction in malaria burden, and towards malaria elimination, it has become clear that new tools to fight malaria are urgently needed. A highly efficacious vaccine would be an important addition to complement current malaria control measures and to contribute to elimination efforts. Among the different vaccine approaches used to prevent malaria infection, whole Plasmodium falciparum sporozoite (PfSPZ) vaccines have shown consistent, high-level protection in a number of phase I clinical trials. 
 
The candidate malaria vaccine, PfSPZ Vaccine, consists of aseptic purified, cryopreserved, radiation-attenuated Plasmodium falciparum (Pf) sporozoites, which when given by direct venous inoculation (DVI) to malaria naïve volunteers in the United States was safe, well tolerated and showed dose-dependent, high protection against controlled human malaria infection.  The Kenya Medical Research Institute and the U.S. Centers for Disease Control and Prevention, in collaboration with NIH and Sanaria, propose to conduct a study to measure safety, immunogenicity and efficacy of this novel candidate malaria vaccine when given to infants from 5 to 12 months inclusive.  The study will be conducted in Siaya County in western Kenya. Initially, in Part 1 of the trial, 120 children will be recruited into an age de-escalation and dose escalation study to document safety of the vaccine in three age groups (children aged 5–12 years, children aged 13 – 59 months, and infants aged 5–12 months) and at the following dosages of sporozoites versus placebo: 1.35 x 105, 2.7 x 105, 4.5 x 105, 9.0 x 105 PfSPZ vaccine (only the higher two doses in children aged 5–12 years), given as a single injection by direct venous inoculation (DVI). Part 1, age de-escalation and dose escalation, will begin with administration of 4.5 x 105 PfSPZ in 12 children aged 5–12 years (8 vaccine, 4 placebo), provided to a limited number of participants each day (for example, approximately 3 participants each day on days 1–4).  The PfSPZ Vaccine dose will only be increased to the next level when safety has been assessed in participants of the first group, and earliest at 14 days after the first injection. At this time, the lowest dose (1.35 x 105) will be administered to children age 13-59 months, with doses doubling every two weeks, after assessment of safety signals, until the final dose of 9.0 x 105 PfSPZ is reached. The lowest dose will be administered to infants 5–12 months after this dosage has shown to be safe in 13-59 months-olds, and doses will be doubled every two weeks, after assessment of safety signals, until the dose of 9.0 x 105 PfSPZ is reached. Overall vaccine doses will only be increased if they are assessed as well tolerated and the safety data are acceptable for further evaluation of the vaccine at a higher dose, applicable to all the age groups. All of these proposed doses have been shown to be well tolerated with no serious safety signals in studies in US adults and, in African adults at the two lowest doses.  Therefore, based on the critical importance of dose in mediating protection with this vaccine, the 2 highest dosages found to be well tolerated will be used for the Part 2 of the trial, which will measure safety and efficacy of the PfSPZ vaccine. The highest well tolerated dosage (likely to be 9.0 x 105 PfSPZ) will be administered by DVI 3 times to 104 infants (group 1), and 4 times to 104 infants (group 2); the second highest dosage (likely to be 4.5 x 105 PfSPZ) will be given 3 times to another study arm of 104 infants (group 3) to document a dose response and to understand whether the lower dose is highly efficacious in this age-category.  The rationale for the amount of PfSPZ Vaccine (4.5 x 105  or  9.0 x 105 PfSPZ), number of doses ( 3 or 4) and intervals between doses ( 4 and 8 weeks) is based on data from ongoing studies in US and African adults for conferring durable immunity and protection, and will be further informed by the dose escalation trial. Another group of 104 infants will receive 3 (n=52; group 4) or 4 (n=52; group 5) doses of normal saline (NS) by direct venous injection as placebo. The dosing interval in all 3 dose groups will be 8 weekly (0, 8,16 weeks), while the doses in the 4 dose groups will be given at 0, 4, 8 and 16 weeks. The main objectives of this study are to measure the safety, tolerability and immunogenicity of PfSPZ Vaccine in infants (measured in Part 1 and Part 2 of this trial) and to determine whether PfSPZ Vaccine administered by DVI to infants provides high-level protection (point estimate >60%) against Pf infection during 6 months following the last vaccine dose when compared to a placebo group (Part 2 of the trial).  A secondary objective will be to measure safety tolerability, immunogenicity and efficacy during 12 months follow-up.
 
1
 

Malaria morbidity and mortality have been reduced substantially as malaria control interventions have been scaled up across Africa, including in Kenya. Nonetheless, malaria continues to cause considerable morbidity and mortality, especially in children under 5 years of age living in sub Saharan Africa.  As we aim for a reduction in malaria burden, and towards malaria elimination, it has become clear that new tools to fight malaria are urgently needed. A highly efficacious vaccine would be an important addition to complement current malaria control measures and to contribute to elimination efforts. Among the different vaccine approaches used to prevent malaria infection, whole Plasmodium falciparum sporozoite (PfSPZ) vaccines have shown consistent, high-level protection in a number of clinical trials.

The candidate malaria vaccine, PfSPZ Vaccine, consists of aseptic, purified, cryopreserved, radiation-attenuated Plasmodium falciparum (Pf) sporozoites, which when given by direct venous inoculation (DVI) to malaria naïve volunteers in the United States was safe, well tolerated and showed dose-dependent, high level protection against controlled human malaria infection.  The Kenya Medical Research Institute and the U.S. Centers for Disease Control and Prevention, in collaboration with National Institute of Health (NIH) and Sanaria, propose to conduct a study to measure safety, immunogenicity and efficacy of this novel candidate malaria vaccine when given to infants from 5 to 12 months inclusive.  The study will be conducted in Siaya County in western Kenya. Initially, in Part 1 of the trial, 156 children will be recruited into an age de-escalation and dose escalation study to document safety of the vaccine in three age groups (children aged 5–9 years, children aged 13 – 59 months, and infants aged 5–12 months) and at the following dosages of sporozoites versus placebo: 1.35 x 105, 2.7 x 105, 4.5 x 105, 9.0 x 105 and 1.8 x 10⁶PfSPZ Vaccine (only the higher three doses in children aged 5–9 years), given by direct venous inoculation (DVI). Children will receive one vaccination at each PfSPZ dose, except for the two highest doses, for which they will receive 2 PfSPZ doses by DVI with the second dose administered 8 weeks after the first.  Part 1, age de-escalation and dose escalation, will begin with administration of 4.5 x 105 PfSPZ in 12 children aged 5-9 years (8 vaccine, 4 placebo), provided to a limited number of participants each day (for example, approximately 3 participants each day on days 1–4).  The PfSPZ Vaccine dose will only be increased to the next level when safety has been assessed in participants of the first group, and earliest at 14 days after the first injection. When the first two dosages (4.5 x 105, 9.0 x 105 PfSPZ) are well tolerated by children aged 5-9 years,  the lowest dose (1.35 x 105) will be administered to children age 13-59 months, with doses doubling every two weeks, after assessment of safety signals, until the final dose of 1.8 x 10⁶ PfSPZ is reached. Concurrent with the 1.35 x 105 PfSPZ dose in 13-59 months old, the highest dose (1.8 x 10⁶ PfSPZ) will be administered to the 5-9 year olds. Progression to the next age category, infants, will proceed similarly: the lowest dose will be administered to infants aged 5–12 months after the two lowest doses (1.35 x 105, 2.7 x 105) have shown to be safe in children aged 13-59 months-olds, and doses will be doubled every two weeks, after assessment of safety signals, until the dose of 1.8 x 10⁶ PfSPZ is reached. Overall vaccine doses will only be increased if they are assessed as well tolerated and the safety data are acceptable for further evaluation of the vaccine at a higher dose, applicable to all the age groups. The vaccine at all but the highest dose (1.8 x 10⁶ PfSPZ) has been tested in US adults and has been shown to be well tolerated with no serious safety signals.The vaccine has also been tested in African adults at the two lowest doses(1.35 x 105  and 2.7 x 105 PfSPZ) and was well tolerated.  The two highest doses ( 9.0 x 105and 1.8 x 10⁶PfSPZ) will be tested in adults in Tanzania and Germany, in teenagers (11-17 years old) and 6-10 year old children in Tanzania prior to being administered to children in the trial described here.Based on the critical importance of dose in mediating protection with this vaccine, the 3 highest dosages found to be well tolerated will be used for the Part 2 of the trial, which will measure safety and efficacy of the PfSPZ vaccine. Each dose, likely to be 4.5 x 105, 9.0 x 105 and 1.8 x 10⁶ PfSPZ, will be administered by DVI 3 times at 8 week intervals to  3 study arms  of 104 infants each.  The rationale for the amount of PfSPZ Vaccine (4.5 x 105 , 9.0 x 105  or 1.8 x 10⁶ PfSPZ), number of doses and intervals between doses (  8 weeks) is based on both safety and efficacy data from ongoing studies in US and African adults for conferring durable immunity and protection, and will be further informed by safety data from the the preceding dose escalation part of the trial. Another group of 104 infants will receive 3  doses of normal saline (NS) by direct venous injection as placebo. The main objectives of this study are to measure the safety, tolerability and immunogenicity of PfSPZ Vaccine in infants (measured in Part 1 and Part 2 of this trial) and to determine whether PfSPZ Vaccine administered by DVI to infants provides high-level protection (point estimate >60%) against Pf infection during 6 months following the last vaccine dose when compared to a placebo group (Part 2 of the trial).  A secondary objective will be to measure safety tolerability, immunogenicity and efficacy during 12 months follow-up.These endpoints will be assessed during scheduled clinic visits as well as monthly home visits and unscheduled sick visits.

 

2
Malaria morbidity and mortality have been reduced substantially as malaria control interventions have been scaled up across Africa, including in Kenya. Nonetheless, malaria continues to cause considerable morbidity and mortality, especially in children under 5 years of age living in sub Saharan Africa.  As we aim for a reduction in malaria burden, and towards malaria elimination, it has become clear that new tools to fight malaria are urgently needed. A highly efficacious vaccine would be an important addition to complement current malaria control measures and to contribute to elimination efforts. Among the different vaccine approaches used to prevent malaria infection, whole Plasmodium falciparum sporozoite (PfSPZ) vaccines have shown consistent, high-level protection in a number of clinical trials. 
The candidate malaria vaccine, PfSPZ Vaccine, consists of aseptic, purified, cryopreserved, radiation-attenuated Plasmodium falciparum (Pf) sporozoites, which when given by direct venous inoculation (DVI) to malaria naïve volunteers in the United States was safe, well tolerated and showed dose-dependent, high level protection against controlled human malaria infection.  The Kenya Medical Research Institute and the U.S. Centers for Disease Control and Prevention, in collaboration with National Institute of Health (NIH) and Sanaria, propose to conduct a study to measure safety, immunogenicity and efficacy of this novel candidate malaria vaccine when given to infants from 5 to 12 months inclusive.  The study will be conducted in Siaya County in western Kenya. Initially, in Part 1 of the trial, 156 children will be recruited into an age de-escalation and dose escalation study to document safety of the vaccine in three age groups (children aged 5–9 years, children aged 13 – 59 months, and infants aged 5–12 months) and at the following dosages of sporozoites versus placebo: 1.35 x 105, 2.7 x 105, 4.5 x 105, 9.0 x 105 and 1.8 x 10⁶PfSPZ Vaccine (only the higher three doses in children aged 5–9 years), given by direct venous inoculation (DVI). Children will receive one vaccination at each PfSPZ dose, except for the two highest doses, for which they will receive 2 PfSPZ doses by DVI with the second dose administered 8 weeks after the first.  Part 1, age de-escalation and dose escalation, will begin with administration of 4.5 x 105 PfSPZ in 12 children aged 5-9 years (8 vaccine, 4 placebo), provided to a limited number of participants each day (for example, approximately 3 participants each day on days 1–4).  The PfSPZ Vaccine dose will only be increased to the next level when safety has been assessed in participants of the first group, and earliest at 14 days after the first injection. When the first two dosages (4.5 x 105, 9.0 x 105 PfSPZ) are well tolerated by children aged 5-9 years,  the lowest dose (1.35 x 105) will be administered to children age 13-59 months, with doses doubling every two weeks, after assessment of safety signals, until the final dose of 1.8 x 10⁶ PfSPZ is reached. Concurrent with the 1.35 x 105 PfSPZ dose in 13-59 months old, the highest dose (1.8 x 10⁶ PfSPZ) will be administered to the 5-9 year olds. Progression to the next age category, infants, will proceed similarly: the lowest dose will be administered to infants aged 5–12 months after the two lowest doses (1.35 x 105, 2.7 x 105) have shown to be safe in children aged 13-59 months-olds, and doses will be doubled every two weeks, after assessment of safety signals, until the dose of 1.8 x 10⁶ PfSPZ is reached. Overall vaccine doses will only be increased if they are assessed as well tolerated and the safety data are acceptable for further evaluation of the vaccine at a higher dose, applicable to all the age groups. The vaccine at all but the highest dose (1.8 x 10⁶ PfSPZ) has been tested in US adults and has been shown to be well tolerated with no serious safety signals.The vaccine has also been tested in African adults at the two lowest doses(1.35 x 105  and 2.7 x 105 PfSPZ) and was well tolerated.  The two highest doses ( 9.0 x 105and 1.8 x 10⁶PfSPZ) will be tested in adults in Tanzania and Germany, in teenagers (11-17 years old) and 6-10 year old children in Tanzania prior to being administered to children in the trial described here.Based on the critical importance of dose in mediating protection with this vaccine, the 3 highest dosages found to be well tolerated will be used for the Part 2 of the trial, which will measure safety and efficacy of the PfSPZ vaccine. Each dose, likely to be 4.5 x 105, 9.0 x 105 and 1.8 x 10⁶ PfSPZ, will be administered by DVI 3 times at 8 week intervals to  3 study arms  of 104 infants each.  The rationale for the amount of PfSPZ Vaccine (4.5 x 105 , 9.0 x 105  or 1.8 x 10⁶ PfSPZ), number of doses and intervals between doses (  8 weeks) is based on both safety and efficacy data from ongoing studies in US and African adults for conferring durable immunity and protection, and will be further informed by safety data from the the preceding dose escalation part of the trial. Another group of 104 infants will receive 3  doses of normal saline (NS) by direct venous injection as placebo. The main objectives of this study are to measure the safety, tolerability and immunogenicity of PfSPZ Vaccine in infants (measured in Part 1 and Part 2 of this trial) and to determine whether PfSPZ Vaccine administered by DVI to infants provides high-level protection (point estimate >60%) against Pf infection during 6 months following the last vaccine dose when compared to a placebo group (Part 2 of the trial).  A secondary objective will be to measure safety tolerability, immunogenicity and efficacy during 12 months follow-up.These endpoints will be assessed during scheduled clinic visits as well as monthly home visits and unscheduled sick visits.